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40 years of experience with the National Market System (NMS) : who are the winners and what have we learned? / / Robert A. Schwartz, John Aidan Byrne and Eileen Stempel, editors
| 40 years of experience with the National Market System (NMS) : who are the winners and what have we learned? / / Robert A. Schwartz, John Aidan Byrne and Eileen Stempel, editors |
| Pubbl/distr/stampa | Cham, Switzerland : , : Springer, , [2022] |
| Descrizione fisica | 1 online resource (171 pages) |
| Disciplina | 346.092 |
| Collana | Zicklin School of Business financial markets series |
| Soggetto topico |
Securities
Securities - United States |
| ISBN | 3-030-91912-9 |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Intro -- Preface: 40 Years of Experience with NMS: Who Are the Winners and What Have We Learned? -- List of Participants -- Conference Sponsors -- Contents -- Chapter 1: Thoughts and Perspectives on 40th Anniversary of the National Market System (NMS) -- Chapter 2: Technology's Challenge to Regulators -- Chapter 3: The Global View -- Chapter 4: Has NMS-Induced Competition Delivered? -- Chapter 5: Fair and Level Playing Fields: A Good Regulatory Goal? -- Chapter 6: What Have We Learned? -- Chapter 7: The Buy-Side Responds -- Chapter 8: A Liquidity Program to Stabilize Equity Markets -- The Supplemental Liquidity (SL) Proposal -- Price Discovery is a Public Good -- Analytic Context -- Empirical Analysis -- Test Design -- Test Results -- The SL Program Vis-À-Vis Traditional Market Maker Operations -- Conclusion -- Appendix: Further Considerations -- A. Additional Rules for Implementing an SL Program -- B. Compliance with Local Regulations -- C. Call Auction Prices and Equilibrium Values -- D. An SL Program and Gaming Possibilities -- References. |
| Altri titoli varianti | Forty years of experience with the National Market System (NMS) |
| Record Nr. | UNINA-9910580151703321 |
| Cham, Switzerland : , : Springer, , [2022] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Accelerating Access to Capital Act of 2015 : report together with minority views (to accompany H.R. 2357) (including cost estimate of the Congressional Budget Office)
| Accelerating Access to Capital Act of 2015 : report together with minority views (to accompany H.R. 2357) (including cost estimate of the Congressional Budget Office) |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2016] |
| Descrizione fisica | 1 online resource (9 pages) |
| Collana | Report / 114th Congress, 2d session, House of Representatives |
| Soggetto topico |
Small capitalization stocks - Law and legislation - United States
Securities - United States |
| Soggetto genere / forma | Legislative materials. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Accelerating Access to Capital Act of 2015 |
| Record Nr. | UNINA-9910707172403321 |
| [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2016] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Accelerating Access to Capital Act of 2017 : report together with minority views (to accompany H.R. 4529) (including cost estimate of the Congressional Budget Office)
| Accelerating Access to Capital Act of 2017 : report together with minority views (to accompany H.R. 4529) (including cost estimate of the Congressional Budget Office) |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2018] |
| Descrizione fisica | 1 online resource (10 pages) |
| Collana | Report / 115th Congress, 2d session, House of Representatives |
| Soggetto topico |
Small capitalization stocks - Law and legislation - United States
Securities - United States |
| Soggetto genere / forma | Legislative materials. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Accelerating Access to Capital Act of 2017 |
| Record Nr. | UNINA-9910706853803321 |
| [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2018] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Access to Capital for Job Creators Act [[electronic resource] ] : report (to accompany H.R. 2940) (including cost estimate of the Congressional Budget Office)
| Access to Capital for Job Creators Act [[electronic resource] ] : report (to accompany H.R. 2940) (including cost estimate of the Congressional Budget Office) |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. G.P.O.], , [2011] |
| Descrizione fisica | 1 online resource (6 pages) |
| Collana | Report / 112th Congress, 1st session, House of Representatives |
| Soggetto topico |
Securities - United States
Business enterprises - Finance - Law and legislation - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Access to Capital for Job Creators Act |
| Record Nr. | UNINA-9910701116103321 |
| [Washington, D.C.] : , : [U.S. G.P.O.], , [2011] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Accounting guide : brokers and dealers in securities / / AICPA
| Accounting guide : brokers and dealers in securities / / AICPA |
| Pubbl/distr/stampa | Durham, North Carolina : , : American Institute of Certified Public Accountants, , [2019] |
| Descrizione fisica | 1 online resource (455 pages) |
| Disciplina | 346.73092 |
| Soggetto topico | Securities - United States |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-948306-67-0
1-119-67910-9 1-119-67909-5 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910554869103321 |
| Durham, North Carolina : , : American Institute of Certified Public Accountants, , [2019] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Accounts, opening a brokerage account [[electronic resource] /] / U.S. Securities and Exchange Commission
| Accounts, opening a brokerage account [[electronic resource] /] / U.S. Securities and Exchange Commission |
| Edizione | [[2008 ed.]] |
| Pubbl/distr/stampa | [Washington, D.C.] : , : U.S. Securities and Exchange Commission, , [2008] |
| Descrizione fisica | 1 electronic text : HTML file |
| Soggetto topico |
Stockholders - United States - Accounting
Investment banking - United States Securities - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Opening a brokerage account |
| Record Nr. | UNINA-9910698733703321 |
| [Washington, D.C.] : , : U.S. Securities and Exchange Commission, , [2008] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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An Act Providing for Full Disclosure of Corporate Equity Ownership of Securities under the Securities Exchange Act of 1934
| An Act Providing for Full Disclosure of Corporate Equity Ownership of Securities under the Securities Exchange Act of 1934 |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Printing Office], , [1968] |
| Descrizione fisica | 1 online resource (4 unnumbered pages) |
| Soggetto topico |
Securities - United States
Tender offers (Securities) - Law and legislation - United States |
| Soggetto genere / forma | Statutes and codes. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Williams Act |
| Record Nr. | UNINA-9910713567303321 |
| [Washington, D.C.] : , : [U.S. Government Printing Office], , [1968] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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An Act to Amend the Securities Exchange Act of 1934 to Remove Barriers to Competition, to Foster Development of a National Securities Market System and a National Clearance and Settlement System, to Make Uniform the Securities and Exchange Commission's Authority over Self-regulatory Organizations, to Provide for Regulation of Brokers, Dealers and Banks Trading in Municipal Securities, to Facilitate Collection and Public Dissemination of Information Concerning the Holdings of and Transactions in Securities by Institutional Investment Managers, and for Other Purposes
| An Act to Amend the Securities Exchange Act of 1934 to Remove Barriers to Competition, to Foster Development of a National Securities Market System and a National Clearance and Settlement System, to Make Uniform the Securities and Exchange Commission's Authority over Self-regulatory Organizations, to Provide for Regulation of Brokers, Dealers and Banks Trading in Municipal Securities, to Facilitate Collection and Public Dissemination of Information Concerning the Holdings of and Transactions in Securities by Institutional Investment Managers, and for Other Purposes |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Printing Office], , [1975] |
| Descrizione fisica | 1 online resource (74 unnumbered pages) |
| Soggetto topico |
Securities - United States
Stock exchanges - Law and legislation - United States |
| Soggetto genere / forma | Statutes and codes. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910713573103321 |
| [Washington, D.C.] : , : [U.S. Government Printing Office], , [1975] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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An Act to Provide for the Regulation of Securities Exchanges and of Over-the-Counter Markets Operating in Interstate and Foreign Commerce and through the Mails. to Prevent Inequitable and Unfair Practices on Such Exchanges and Markets, and for Other Purposes
| An Act to Provide for the Regulation of Securities Exchanges and of Over-the-Counter Markets Operating in Interstate and Foreign Commerce and through the Mails. to Prevent Inequitable and Unfair Practices on Such Exchanges and Markets, and for Other Purposes |
| Edizione | [Corrected print.] |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Printing Office], , [1934] |
| Descrizione fisica | 1 online resource (31 pages) |
| Soggetto topico |
Securities - United States
Stock exchanges - Law and legislation - United States |
| Soggetto genere / forma | Statutes and codes. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910702744303321 |
| [Washington, D.C.] : , : [U.S. Government Printing Office], , [1934] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
An Act to Provide for the Safer and More Effective Use of the Assets of Banks, to Regulate Interbank Control, to Prevent the Undue Diversion of Funds into Speculative Operations, and for Other Purposes
| An Act to Provide for the Safer and More Effective Use of the Assets of Banks, to Regulate Interbank Control, to Prevent the Undue Diversion of Funds into Speculative Operations, and for Other Purposes |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Printing Office], , [1933] |
| Descrizione fisica | 1 online resource (37 pages) |
| Soggetto topico |
Banking law - United States
Securities - United States |
| Soggetto genere / forma | Statutes and codes. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910702782303321 |
| [Washington, D.C.] : , : [U.S. Government Printing Office], , [1933] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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